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Compliance

Compliance Platform

On 1st January 2022, SFC issued the new CPT requirement, requiring licensed representatives (LR) and responsible officers (RO) to have taken minimum CPT hours on different topics.

TEACHUME compliance platform has already developed to fulfill the new SFC CPT requirement, allowing the compliance staff to monitor whether the staff have complied with the regulatory requirements as well as to keep records on the CPT activities understaken by the staff.

TEACHUME compliance platform enables the compliance staff to collect, analyse and interpret the training data, which formulates better training plans to enhance the performance of the staff.

TEACHUME compliance platform serves as a platform to keep all the staff informed of the latest trends and updates in relation to regulatory requirements such as AML, cybersecurity and other issues from time to time.